Nick Hunt
Head of Compliance and Risk
Nick brings over 30 years of experience in wealth management, with deep expertise in client-facing roles and senior leadership positions. He has held key roles such as Head of Risk at Tatton Investment Management, Regulatory Risk Manager at Prudential M&G, and Head of Compliance and MLRO (SMF16 & SMF17) for various wealth and asset management businesses. Nick has also trained financial advisory teams and led business change projects at Prudential M&G, ensuring compliance with major regulations like RDR, MiFID II, auto-enrolment, and Pensions Freedom. At Tatton Investment Management, he implemented a Risk Management Framework and managed compliance at Grosvenor Wealth Management. Through roles at Thistle Initiatives and Kroll Advisory, Nick has also advised diverse organisations in the UK and internationally, tailoring compliance and regulatory solutions to meet their specific needs.
